Financial Services and Markets Authority

Results: 490



#Item
221Arrears / Debt / Cattles / Financial Services Authority / Financial Services and Markets Act / PricewaterhouseCoopers / International Financial Reporting Standards / Financial statement / Finance / Accountancy / Business

FINAL NOTICE To: John Blake

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Source URL: www.fsa.gov.uk

Language: English - Date: 2014-06-14 08:47:45
222Financial markets / Economy of the United Kingdom / Financial regulation / Financial adviser / Financial Services Authority / Markets in Financial Instruments Directive / Advice / Financial services / Collective investment scheme / Financial economics / Finance / Investment

Guidance consultation Retail investment advice: Clarifying the boundaries and exploring the barriers to market development July 2014

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Source URL: www.fca.org.uk

Language: English - Date: 2014-08-15 19:17:58
223Finance / Financial services / Funds / European Union law / Undertakings for Collective Investment in Transferable Securities Directives / Markets in Financial Instruments Directive / Collective investment scheme / Alternative Investment Fund Managers Directive / Financial economics / European Union directives / Investment

Submitted online at www.esma.europa.eu Mr. Steven Maijoor, Chair European Securities and Markets Authority 103 Rue de Grenelle[removed]Paris France

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Source URL: www.iciglobal.org

Language: English
224Switzerland / Economy of Switzerland / European Union directives / Financial services / Funds / Swiss Financial Market Supervisory Authority / Banking in Switzerland / Collective investment scheme / Alternative Investment Fund Managers Directive / Financial economics / Investment / Europe

European Securities and Markets Authority (ESMA) 103 rue de Grenelle F[removed]Paris Basel, 8 January 2015

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Source URL: www.swissbanking.ch

Language: English - Date: 2015-01-08 09:56:08
225Switzerland / Economy of Switzerland / European Union directives / Financial services / Funds / Swiss Financial Market Supervisory Authority / Banking in Switzerland / Collective investment scheme / Alternative Investment Fund Managers Directive / Financial economics / Investment / Europe

European Securities and Markets Authority (ESMA) 103 rue de Grenelle F[removed]Paris Basel, 8 January 2015

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Source URL: www.swissbanking.ch

Language: English - Date: 2015-01-08 09:56:08
226Financial regulation / Financial markets / Financial services / Markets in Financial Instruments Directive / Collective investment scheme / ICMA / Security / Short / Investment banking / Financial economics / Investment / Finance

Jason Pope and Leonor Dormido Jordá Policy, Risk and Research Division Financial Conduct Authority 25 The North Colonnade Canary Wharf London E14 5HS

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Source URL: www.icma-group.org

Language: English
227Switzerland / Economy of Switzerland / European Union directives / Financial services / Funds / Swiss Financial Market Supervisory Authority / Banking in Switzerland / Collective investment scheme / Alternative Investment Fund Managers Directive / Financial economics / Investment / Europe

European Securities and Markets Authority (ESMA) 103 rue de Grenelle F[removed]Paris Basel, 8 January 2015

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Source URL: www.swissbanking.org

Language: English - Date: 2015-01-08 09:56:08
228Switzerland / Economy of Switzerland / European Union directives / Financial services / Funds / Swiss Financial Market Supervisory Authority / Banking in Switzerland / Collective investment scheme / Alternative Investment Fund Managers Directive / Financial economics / Investment / Europe

European Securities and Markets Authority (ESMA) 103 rue de Grenelle F[removed]Paris Basel, 8 January 2015

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Source URL: www.swissbanking.ch

Language: English - Date: 2015-01-08 09:56:08
229Financial regulation / Financial markets / Financial services / Markets in Financial Instruments Directive / Collective investment scheme / ICMA / Security / Short / Investment banking / Financial economics / Investment / Finance

Jason Pope and Leonor Dormido Jordá Policy, Risk and Research Division Financial Conduct Authority 25 The North Colonnade Canary Wharf London E14 5HS

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Source URL: www.icmagroup.org

Language: English
230European Union directives / Collective investment schemes / Funds / Markets in Financial Instruments Directive / Undertakings for Collective Investment in Transferable Securities Directives / Financial adviser / Mutual fund / Financial economics / Investment / Financial services

  December 7, 2012 Mr. Steven Maijoor, Chair European Securities and Markets Authority

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Source URL: www.iciglobal.org

Language: English
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